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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-10-08 |
| NC | RA | APPROVED | 2023-08-16 |
| DE | RA | APPROVED | 2021-11-10 |
| NY | RA | APPROVED | 2021-04-16 |
| CT | RA | APPROVED | 2021-03-08 |
| NJ | RA | APPROVED | 2020-12-03 |
| FL | RA | APPROVED | 2020-11-24 |
| SC | RA | APPROVED | 2020-11-02 |
Branch Locations
1075 Route 112, Port Jefferson Station, NY 11776 • United States
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
White Plains, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Melville | NY | 09/2014 | 10/2019 |
| Guardian Life Insurance Company | Port Chester | NY | 12/2019 | 11/2025 |
| Park Avenue Securities | Port Chester | NY | 12/2019 | 11/2025 |
| Guardian Life Insurance Company | White Plains | NY | 06/2024 | Present |
| Park Avenue Securities | White Plains | NY | 06/2024 | Present |
| Guardian Life Insurance Company | Port Jefferson Station | NY | 11/2025 | Present |
| Park Avenue Securities | Port Jefferson Station | NY | 11/2025 | Present |
| Guardian Life Insurance Company | Rye Brook | NY | 11/2025 | Present |
| Park Avenue Securities | Rye Brook | NY | 11/2025 | Present |
1. Term and universal life insurance Term and universal life insurance Start: 03/24/2020 Address: 800 Westchester Ave Ste 409N Rye Brook, NY 10573 5 non bus hrs per month Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-23 |
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