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Spc CRD 110692
$6.10B regulatory AUM 4,483 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-01-13 |
| TX | RA | APPROVED_RES | 2023-10-18 |
Branch Locations
6312 S. Fiddlers Green Circle Suite 300E, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Centennial | CO | 04/2007 | 06/2016 |
| Morgan Stanley Smith Barney | Centennial | CO | 06/2009 | 06/2016 |
| Parkland Securities | Ann Arbor | MI | 06/2016 | Present |
| Scott Henington | Greenwood Village | CO | 06/2016 | 10/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-21 |
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