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Lola Janette Henington

Spc

Greenwood Village, CO

CRD 2398725

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Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-01-13
TX RA APPROVED_RES 2023-10-18
  • CO RA
    APPROVED
    Since 2026-01-13
  • TX RA
    APPROVED_RES
    Since 2023-10-18

Branch Locations

6312 S. Fiddlers Green Circle Suite 300E, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Centennial CO 04/2007 06/2016
Morgan Stanley Smith Barney Centennial CO 06/2009 06/2016
Parkland Securities Ann Arbor MI 06/2016 Present
Scott Henington Greenwood Village CO 06/2016 10/2023
  • 04/2007 → 06/2016
    Morgan Stanley & Co., Incorporated
    Centennial, CO
  • 06/2009 → 06/2016
    Morgan Stanley Smith Barney
    Centennial, CO
  • 06/2016 → Present
    Parkland Securities
    Ann Arbor, MI
  • 06/2016 → 10/2023
    Scott Henington
    Greenwood Village, CO
Previous Registrations
  • 2009-06-01 → 2016-07-15
    Greenwood Village, CO
    Greenwood Village, CO
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Centennial, CO
  • 1999-01-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Centennial, CO
    Centennial, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-28
S63 Uniform Securities Agent State Law Examination 1993-10-21
  • S66 Uniform Combined State Law Examination
    2009-01-28
  • S63 Uniform Securities Agent State Law Examination
    1993-10-21
Other Names
  • Janette Henington
  • Lola Janette Hennington
  • Lola Janette Dunnam
  • L Janette Henington

View on SEC IAPD

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