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Mark Douglas Sullivan

Raymond James & Associates, Inc.

Alpharetta, GA

Alpharetta, GA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-10-01
  • GA RA
    APPROVED
    Since 2021-10-01

Branch Locations

2400 Lakeview Parkway Suite 200, Alpharetta, GA 30009 • United States

Alpharetta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Atlanta GA 07/2013 09/2021
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2021
Raymond James & Associates, Inc. Alpharetta GA 09/2021 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 09/2021
  • 07/2013 → 09/2021
    Morgan Stanley
    Atlanta, GA
  • 01/2015 → 09/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2021 → Present
    Raymond James & Associates, Inc.
    Alpharetta, GA
  • 01/2015 → 09/2021
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-23
S63 Uniform Securities Agent State Law Examination 1993-11-08
  • S65 Uniform Investment Adviser Law Examination
    1993-11-23
  • S63 Uniform Securities Agent State Law Examination
    1993-11-08
Other Names
  • Mark D Sullivan
  • Mark D Sullivan
  • Mark Douglas Sullivan

View on SEC IAPD

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VENZON VICENCIO AROMIN
WILLIAM CLAY TUCKER

Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

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