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Stephanie J Niemtschk

J.P. Morgan Securities LLC

Phoenix, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
AZ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • AZ RA
    APPROVED
    Since 2012-10-01

Branch Locations

4745 E. Elliot Rd, Phoenix, AZ 85044 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Phoenix AZ 10/2012 Present
Jpmorgan Chase Bank, N.A. Phoenix AZ 10/2012 Present
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Phoenix, AZ
    Phoenix, AZ
    Chicago, IL
    Phoenix, AZ
    Chandler, AZ
    Sun Lakes, AZ
    Phoenix, AZ
  • 1999-11-11 → 2005-07-06
    Banc One Securities Corporation
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-15
S63 Uniform Securities Agent State Law Examination 1998-04-22
  • S66 Uniform Combined State Law Examination
    2000-06-15
  • S63 Uniform Securities Agent State Law Examination
    1998-04-22
Designations
Other Names
  • Stephanie Joan Simmons
  • Stephanie Niemtschk

View on SEC IAPD

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