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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2004-05-26
TX RA APPROVED_RES 2000-10-06
  • TN RA
    APPROVED
    Since 2004-05-26
  • TX RA
    APPROVED_RES
    Since 2000-10-06

Branch Locations

201 Franklin Rd, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Murfreesboro TN 05/2000 Present
Bank Of America, Na Brentwood TN 12/2009 Present
  • 05/2000 → Present
    Merrill Lynch
    Murfreesboro, TN
  • 12/2009 → Present
    Bank Of America, Na
    Brentwood, TN
Other Businesses

I*: 2480314Entity Type: Fiduciary roleName of OBA: R. M. C. SrAddress: Jackson, TN 38301Investment Related: NoPosition, Title, Association: AdministratorEmployee Start Date: 05/20/2025Number of Hours: 5 hrs wklyNumber of Hours during trading: 1 hr wkly Duties: Administrator for parents I*2538298, Entity Type: , Name of OBA: M C MI A R M C JR A EST OF R M C SR , Address: Murfreesboro, Tennessee, 37130, Investment Related: N, Position, Title, Association: Administrator, Employee State Date: 06/10/2025, No Hours: 50 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-29
S63 Uniform Securities Agent State Law Examination 1993-11-03
  • S66 Uniform Combined State Law Examination
    2005-06-29
  • S63 Uniform Securities Agent State Law Examination
    1993-11-03
Other Names
  • Mitzi Ann Carter

View on SEC IAPD

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