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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-02-09 |
Branch Locations
17775 Santiago Blvd, Villa Park, CA 92861 • United States
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Newport Beach | CA | 02/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Newport Beach | CA | 11/2016 | Present |
UNIVERSITY OF PHOENIX, 3090 BRISTOL ST, COSTA MESA, CA 92626; INSTRUCTOR TEACHING MULTIPLE SUBJECTS IN BUSINESS & MGMT & TEACH ABOUT 2 CLASSES PER QUARTER. ALL CLASSES IN THE EVENINGS OR WEEKENDS DURING NON-TRADING HOURS. ROUGHLY 16 HOURS PER MONTH. RENTAL PROPERTY; INVESTMENT RELATED; ANAHEIM HILLS, CA; 100% OWNERSHIP; START DATE 10/1/2013; 1 HOUR PER MONTH; 0 DURING TRADING HOURS; NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-06 |
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