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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-08
CA RA APPROVED 2026-03-09
  • TX RA
    APPROVED
    Since 2026-05-08
  • CA RA
    APPROVED
    Since 2026-03-09

Branch Locations

4825 E Chapman Ave, Orange, CA 92869 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Rosemead CA 08/2025 12/2025
Wells Fargo Bank, Na Rosemead CA 03/2024 12/2025
Domino's Chino Hills CA 01/2024 03/2024
Senturion Ontario CA 12/2023 01/2024
Accenture Warsaw 04/2021 12/2023
Saint Joseph School Cornet Chehwan Cornet Chehwan 07/2015 04/2021
Phoenician Trade Llc Newark DE 04/2025 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Villa Park CA 12/2025 Present
Wsb Merito Torun 10/2020 07/2023
University Of The Cumberlands Williamsburg KY 10/2023 05/2025
Us Marketing Alliance Inc. Ontario CA 12/2023 12/2023
Bank Of America, N.A. Villa Park CA 02/2026 Present
  • 08/2025 → 12/2025
    Wells Fargo Clearing Services, Llc
    Rosemead, CA
  • 03/2024 → 12/2025
    Wells Fargo Bank, Na
    Rosemead, CA
  • 01/2024 → 03/2024
    Domino's
    Chino Hills, CA
  • 12/2023 → 01/2024
    Senturion
    Ontario, CA
  • 04/2021 → 12/2023
    Accenture
    Warsaw
  • 07/2015 → 04/2021
    Saint Joseph School Cornet Chehwan
    Cornet Chehwan
  • 04/2025 → Present
    Phoenician Trade Llc
    Newark, DE
  • 12/2025 → Present
    Villa Park, CA
  • 10/2020 → 07/2023
    Wsb Merito
    Torun
  • 10/2023 → 05/2025
    University Of The Cumberlands
    Williamsburg, KY
  • 12/2023 → 12/2023
    Us Marketing Alliance Inc.
    Ontario, CA
  • 02/2026 → Present
    Bank Of America, N.A.
    Villa Park, CA
Other Businesses

I*3419266 Entity Type: Entity For Profit Name of OBA: Phoenician Trade LLC Address: newark, Delaware, 19702 Investment Related: No Position, Title, Association: Owner Employee Start Date: 04/16/2025 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Selling figurines on ebay passive owner, not involved in day to day operations

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-07
S63 Uniform Securities Agent State Law Examination 2025-10-14
  • S66 Uniform Combined State Law Examination
    2026-03-07
  • S63 Uniform Securities Agent State Law Examination
    2025-10-14

View on SEC IAPD

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