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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-23
  • CA RA
    APPROVED
    Since 2024-05-23

Branch Locations

17775 Santiago Blvd, Villa Park, CA 92861 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Arcadia CA 06/2021 05/2024
Saint Mary's College Of California Moraga CA 08/2016 05/2021
Vineyard Vines Walnut Creek CA 09/2016 04/2018
N/A Lafayette CA 04/2018 03/2020
My Flooring Guy Huntington Beach CA 08/2020 10/2020
Moss Lane Ventures Templeton CA 10/2020 05/2021
Wells Fargo Clearing Services, Llc Irvine CA 05/2024 Present
  • 06/2021 → 05/2024
    Arcadia, CA
  • 08/2016 → 05/2021
    Saint Mary's College Of California
    Moraga, CA
  • 09/2016 → 04/2018
    Vineyard Vines
    Walnut Creek, CA
  • 04/2018 → 03/2020
    N/A
    Lafayette, CA
  • 08/2020 → 10/2020
    My Flooring Guy
    Huntington Beach, CA
  • 10/2020 → 05/2021
    Moss Lane Ventures
    Templeton, CA
  • 05/2024 → Present
    Irvine, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-09
  • S66 Uniform Combined State Law Examination
    2022-05-09

View on SEC IAPD

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