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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-23 |
Branch Locations
17775 Santiago Blvd, Villa Park, CA 92861 • United States
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Arcadia | CA | 06/2021 | 05/2024 |
| Saint Mary's College Of California | Moraga | CA | 08/2016 | 05/2021 |
| Vineyard Vines | Walnut Creek | CA | 09/2016 | 04/2018 |
| N/A | Lafayette | CA | 04/2018 | 03/2020 |
| My Flooring Guy | Huntington Beach | CA | 08/2020 | 10/2020 |
| Moss Lane Ventures | Templeton | CA | 10/2020 | 05/2021 |
| Wells Fargo Clearing Services, Llc | Irvine | CA | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-09 |
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