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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-03-05 |
| TX | RA | APPROVED_RES | 2019-03-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 03/2019 |
| Lpl Financial, Llc | Chico | CA | 03/2019 | Present |
1. 3/4/2019 - ASSET MANAGEMENT GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 4/2004 - 140 Hours Per Month - Time Spent 90%. 2. 3/4/2019 - No Business Name - Investment Related - 253 Pinyon Hills Dr Chico, CA 95928-3962 - Real Estate Rental - Owner - Started 1/2011 - 1 Hour Per Month/0 Hours During Securities Trading - Time Spent 1%.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-09-15 |
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