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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-03-29 |
Branch Locations
610 Newport Center Dr. Suite 300, Newport Beach, CA 92660 • United States
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Irvine | CA | 01/2006 | 06/2018 |
| Signature Estate & Investment Advisors | Los Angeles | CA | 06/2006 | 06/2018 |
| Mariner Wealth Advisors | Scottsdale | AZ | 06/2018 | 02/2019 |
| Royal Alliance | Newport Beach | CA | 03/2019 | 08/2023 |
| Seia Llc | Newport Beach | CA | 03/2019 | Present |
| Ses Llc | Newport Beach | CA | 08/2023 | Present |
1) SEIA LLC POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 03/07/2019 ADDRESS: 610 Newport Center Drive, Suite #300, Newport Beach CA 92660, United States DESCRIPTION: RIA sales & service 2) RENTAL PROPERTY OWNER, START OF RELATIONSHIP: April, 2016, APPROXIMATE # OF HOURS PER MONTH: 5
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-27 |
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