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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-12-13 |
| WA | RA | APPROVED | 1994-01-24 |
Branch Locations
101 Elliott Ave W Ste 510, Seattle, WA 98119 • United States
Redmond, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Seattle | WA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Seattle | WA | 03/2020 | Present |
Business Ownership; HCL Management LLC; Owner; Manage Ameriprise Business; 101 Elliott Ave W, Ste 510, , Seattle, WA, 98119; Investment-Related; 01/01/2012; 1 to 9 hours per month; 0 during trading hours / Elliott Suites LLC; Partner with James Navone; Manage Ameriprise Business; 101 Elliott Ave W, Ste 510, , Seattle, WA, 98119; Investment-Related; 10/01/2004; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-11-05 |
| S65 | Uniform Investment Adviser Law Examination | 1993-11-05 |
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