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8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-01 |
| UT | RA | APPROVED | 2020-01-07 |
Branch Locations
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
292 East 12200 South, Suite 100, Draper, UT 84020 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edelman Financial Services Llc | Fairfax | VA | 07/2014 | 11/2019 |
| Ef Legacy Securities, Llc | Henrico | VA | 04/2016 | 10/2018 |
| Financial Engines Advisors L.L.C. | Sunnyvale | CA | 11/2018 | 11/2019 |
| Ashton Thomas Private Wealth | Scottsdale | AZ | 01/2020 | Present |
1) NAME OF OTHER BUSINESS: Substitute School Teacher; BUSINESS ADDRESS: Canyons School District; INVESTMENT RELATED: No; POSITION/TITLE/RELATIONSHIP: Substitute School Teacher; BRIEF DESCRIPTION OF DUTIES: Filling in occasionally for teachers; HOURS PER MONTH: 40; TRADING HOURS: 8-10
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-04 |
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