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Michael Roy Jeremiah

Stifel, Nicolaus & Company, Incorporated

Spokane, WA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-22
WA RA APPROVED 2021-07-22
  • TX RA
    APPROVED
    Since 2021-07-22
  • WA RA
    APPROVED
    Since 2021-07-22

Branch Locations

201 West North River Drive Suite 200, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Spokane WA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Spokane WA 11/2016 07/2021
Stifel Nicolaus & Co Inc Spokane WA 07/2021 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Spokane, WA
  • 11/2016 → 07/2021
    Wells Fargo Clearing Services, Llc
    Spokane, WA
  • 07/2021 → Present
    Stifel Nicolaus & Co Inc
    Spokane, WA
Previous Registrations
  • 2008-01-01 → 2021-07-29
    Wells Fargo Clearing Services, Llc
    Spokane, WA
    Spokane, WA
  • 2005-08-04 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Spokane, WA
    Spokane, WA
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-03
S63 Uniform Securities Agent State Law Examination 1995-08-11
  • S66 Uniform Combined State Law Examination
    2005-08-03
  • S63 Uniform Securities Agent State Law Examination
    1995-08-11
Other Names
  • Michael R Jeremiah

View on SEC IAPD

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LPL FINANCIAL LLC · Spokane, WA
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