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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-05-23 |
| TX | RA | APPROVED | 2019-05-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Anaheim | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Anaheim | CA | 11/2016 | 05/2019 |
| Wells Fargo Advisors Financial Network, Llc | Orange | CA | 05/2019 | Present |
GOMBERG WEALTH MANAGEMENT GROUP, LLC, INVT RELATED, ORANGE, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 5/1/2019, 173 HRS PER MONTH, 173 HRS DURING TRADING, FOR FINET PRACTICE. GOMBERG MCQUILKIN WEALTH MANAGEMENT GROUP, LLC, INVT RELATED, ORANGE, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 5/1/2019, 173 HRS PER MONTH, 173 HRS DURING TRADING, FOR FINET PRACTICE.; TRUSTEE FOR GOMBERG MCQUILKIN WEALTH MANAGEMENT 401K, INV RELATED, ORANGE, CA, START: 11/12/2019, 0 HRS/MONTH, 0 HRS DURING TRADING, FINET PRACTICE 401K.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-13 |
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