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Current Employers
Pathway Financial Planning, Inc.

780 Pilot House Drive Suite 100C, Newport News, VA 23606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-21
VA RA APPROVED 2014-11-12
  • TX RA
    APPROVED
    Since 2022-01-21
  • VA RA
    APPROVED
    Since 2014-11-12

Branch Locations

780 Pilot House Drive Suite 100C, Newport News, VA 23606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oscar Alvarez Dba Pathway Financial Services Newport News VA 05/2011 Present
Pathway Financial Planning, Inc. Newport News VA 09/2014 Present
Previous Registrations
  • 2011-06-10 → 2014-10-30
    Newport News, VA
    Ellicott City, MD
  • 2002-11-25 → 2011-05-19
    Msi Financial Services, Inc.
    Virginia Beach, VA
    Poquoson, VA
    Poquoson, VA
    Newport News, VA
Other Businesses

PATHWAY FINANCIAL SERVICES; INVESTMENT RELATED; NEWPORT NEWS, VA; INSURANCE PRODUCTS SALES AND SERVICES; INSURANCE AGENT; MAY 2011; APPROXIMATELY 50% OF MR. ALVAREZ'S TIME IS SPENT ON THIS ACTIVITY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-25
S63 Uniform Securities Agent State Law Examination 1993-09-17
  • S65 Uniform Investment Adviser Law Examination
    1997-07-25
  • S63 Uniform Securities Agent State Law Examination
    1993-09-17
Designations

View on SEC IAPD

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