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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1995-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Worth | TX | 03/1995 | Present |
| Bank Of America, N.A. | Fort Worth | TX | 03/2012 | Present |
I*382364, Name of OBA: C A. Farrell Realty Address: Fort Worth, TX Investment Related: No Position, Title, Association: Director Employee Start Date: 12/17/2013 No Hours: 5 Monthly No Hours during trading: 0 Duties: Our family owns rental properties, I do very little beyond occasional maintenance involved with rental homes and pay bills as I am needed to. All shares are in my wife's name and trust for my children. I*4508396 Entity Type: Charitable Name of OBA: Southwest Christian School Address: Fort Worth, Texas, 76123 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 09/01/2026 Number of Hours: 20, Monthly Number of Hours during trading: 8, Monthly Duties: Christian K - 12 school. General guidance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-03 |
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