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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-29
PA RA APPROVED 2020-02-12
  • TX RA
    APPROVED
    Since 2020-07-29
  • PA RA
    APPROVED
    Since 2020-02-12

Branch Locations

417 Lackawanna Ave, Scranton, PA 18503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scranton PA 10/2019 Present
Dps Nutrition Taylor PA 09/2014 09/2016
Cigna Moosic PA 10/2016 10/2019
Bank Of America, N.A Scranton PA 12/2019 Present
Other Businesses

I*4840267, Entity Type: , Name of OBA: Glenburn Township, Address: dalton, Pennsylvania, 18414, Investment Related: N, Position, Title, Association: Committee, Employee Start Date: 07/07/2026, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: Role is advisory with 6 other members to provide guidance to township with regards to fighting blite, building playgrounds, recommendations for residents who want to expand their properties. I do not have any individual authority,Planning Commission to help volunteer the community where I live

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-07
S63 Uniform Securities Agent State Law Examination 2006-07-20
  • S66 Uniform Combined State Law Examination
    2020-02-07
  • S63 Uniform Securities Agent State Law Examination
    2006-07-20
Other Names
  • Greg Francis Rosetti
  • Greg Rosetti

View on SEC IAPD

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