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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2016-06-30 |
Branch Locations
7003 Chadwick Drive Suite 320, Brentwood, TN 37027 • United States
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc | Brentwood | TN | 05/2004 | Present |
| Stonex Advisors Inc | Brentwood | TN | 06/2016 | Present |
1. R. L. MORRIS & SONS| NOT INVESTMENT RELATED| 25374 CEDAR STREET, ELKMONT, AL. 35620| FAMILY FARM; PARTNER/51% OWNER| BIRTH| 2 HOURS PER MONTH| LESS THAN 1 HOUR DURING SEC TRADING HOURS| DUTIES INCLUDE OVERSEEING FARM AND HOUSE. 2. MCCORKEL PARK LP |RENTWOOD, TENNESSEE; FAMILY FARM - 60% OWNERSHIP/LIMITED PARTNER; DUTIES ICLUDE HANDLING PROBLEMS THAT OCCUR; APPROXIMATLEY 2 HOURS/MONTH. 3. MORRIS SMITH & HAYDEN WEALTH MANAGEMENT; YES, INVESTMENT RELATED; 7003 CHADWICK DR. #300 BRENTWOOD, TN. 37027; INVESTMENTS; PRESIDENT; 2004; 160 HOURS PER MONTH ALL DURING SEC TRADING HOURS; ADVISE CLIENTS ON THEIR INVESTMENTS. 4. ROBERT LEWIS MORRIS, JR. FAMILY TRUST; 6215 Tupper Place, Brentwood, TN 37027 Nature of Business: trust for my mother Is Investment Related Business Position, Title or Association: Financial Adviser, trustee and sole beneficiary. Duties: Manage assets within the trust for my mother Start Date: 04/26/1995 Approximately two hours per month devoted to this with two during market hours. 5. RENTAL DUPLEX | 510 SHENANDOAH DR BRENTWOOD TN 37027|RENTAL DUPLEX| NON-INVESTMENT RELATED| OWNER| DUTIES: COLLECT RENT & UPKEEP OF PROPERTY| START DATE: 1.1.1996| HOURS DEVOTED TO BUSINESS: 1 HOUR/WEEK| HOURS DEVOTED TO BUSINESS DURING MARKET HOURS: 1 HOUR/WEEK. 6) Colleen McCorkle Morris Qualified Marital Trust Date Started Relationship: 4/26/1995 Title: Co-Trustee Investment Related Nature: Qualified Marital Trust for mother Approximately 2 hours per month during market hours spent on this OBA 7)RTR Farms, LLC PO Box 6575, McKinney, TX 75071 Farming Non-Investment related Partner 1/2 hr per week, talking w/ farmers & partner, working w/Farm Services Agency 11/01/2016 2 hrs. spent per month and 1 hr spent during market hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-07 |
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