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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2016-06-30
  • TN RA
    APPROVED
    Since 2016-06-30

Branch Locations

7003 Chadwick Drive Suite 320, Brentwood, TN 37027 • United States

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc Brentwood TN 05/2004 Present
Stonex Advisors Inc Brentwood TN 06/2016 Present
  • 05/2004 → Present
    Stonex Securities Inc
    Brentwood, TN
  • 06/2016 → Present
    Brentwood, TN
Previous Registrations
  • 2005-12-21 → 2016-06-30
    Intl Advisory Consultants Inc.
    Birmingham, AL
  • 2004-01-16 → 2004-05-17
    Morgan Stanley Dw Inc.
    Nashville, TN
Other Businesses

1. R. L. MORRIS & SONS| NOT INVESTMENT RELATED| 25374 CEDAR STREET, ELKMONT, AL. 35620| FAMILY FARM; PARTNER/51% OWNER| BIRTH| 2 HOURS PER MONTH| LESS THAN 1 HOUR DURING SEC TRADING HOURS| DUTIES INCLUDE OVERSEEING FARM AND HOUSE. 2. MCCORKEL PARK LP |RENTWOOD, TENNESSEE; FAMILY FARM - 60% OWNERSHIP/LIMITED PARTNER; DUTIES ICLUDE HANDLING PROBLEMS THAT OCCUR; APPROXIMATLEY 2 HOURS/MONTH. 3. MORRIS SMITH & HAYDEN WEALTH MANAGEMENT; YES, INVESTMENT RELATED; 7003 CHADWICK DR. #300 BRENTWOOD, TN. 37027; INVESTMENTS; PRESIDENT; 2004; 160 HOURS PER MONTH ALL DURING SEC TRADING HOURS; ADVISE CLIENTS ON THEIR INVESTMENTS. 4. ROBERT LEWIS MORRIS, JR. FAMILY TRUST; 6215 Tupper Place, Brentwood, TN 37027 Nature of Business: trust for my mother Is Investment Related Business Position, Title or Association: Financial Adviser, trustee and sole beneficiary. Duties: Manage assets within the trust for my mother Start Date: 04/26/1995 Approximately two hours per month devoted to this with two during market hours. 5. RENTAL DUPLEX | 510 SHENANDOAH DR BRENTWOOD TN 37027|RENTAL DUPLEX| NON-INVESTMENT RELATED| OWNER| DUTIES: COLLECT RENT & UPKEEP OF PROPERTY| START DATE: 1.1.1996| HOURS DEVOTED TO BUSINESS: 1 HOUR/WEEK| HOURS DEVOTED TO BUSINESS DURING MARKET HOURS: 1 HOUR/WEEK. 6) Colleen McCorkle Morris Qualified Marital Trust Date Started Relationship: 4/26/1995 Title: Co-Trustee Investment Related Nature: Qualified Marital Trust for mother Approximately 2 hours per month during market hours spent on this OBA 7)RTR Farms, LLC PO Box 6575, McKinney, TX 75071 Farming Non-Investment related Partner 1/2 hr per week, talking w/ farmers & partner, working w/Farm Services Agency 11/01/2016 2 hrs. spent per month and 1 hr spent during market hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-19
S63 Uniform Securities Agent State Law Examination 1993-10-07
  • S66 Uniform Combined State Law Examination
    2005-12-19
  • S63 Uniform Securities Agent State Law Examination
    1993-10-07
Other Names
  • Preston M Morris

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