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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2020-03-03
TX RA APPROVED_RES 2020-03-02
  • IN RA
    APPROVED
    Since 2020-03-03
  • TX RA
    APPROVED_RES
    Since 2020-03-02

Branch Locations

135 N. Pennsylvania Street, Indianapolis, IN 46204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Indianapolis IN 10/2002 02/2020
Raymond James Financial Services, Inc. Indianapolis ID 02/2020 Present
Raymond James Financial Services Advisors, Inc. Indianapolis IN 02/2020 Present
Stonecrest Group Indianapolis IN 02/2020 Present
Previous Registrations
  • 2009-06-01 → 2020-03-02
    Indianapolis, IN
    Indianapolis, IN
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Indianapolis, IN
  • 2002-12-03 → 2007-04-02
    Morgan Stanley Dw Inc.
    Indianapolis, IN
    Indianapolis, IN
Other Businesses

Name of Business: Stonecrest Group Address: Indianapolis, IN, 46204, United States -Activity Type: Support Company - Non Owner -Position/Title: Associate/Employee Investment Related: No -Start Date: 02/28/2020 -Hours per month devoted to this business: 2-10 -Hours per month devoted to this business during trading hours: 2-10 -Description of duties: Registered Sales AssociateClient Services Director

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-06-30
  • S63 Uniform Securities Agent State Law Examination
    1997-06-30
Other Names
  • Melinda Joyce Erb

View on SEC IAPD

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