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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-06-16 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
5613 Dtc Pkwy Ste 1000, Greenwood Village, CO 80111 • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-06-19 |
Branch Locations
5613 Dtc Pkwy Ste 1000, Greenwood Village, CO 80111 • United States
Highlands Ranch, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | St. Louis | MO | 05/2014 | 03/2017 |
| Wells Fargo Clearing Services Llc | St Louis | MO | 03/2017 | 05/2018 |
| Wells Fargo Clearing Services Llc | Denver | CO | 06/2018 | Present |
| Wells Fargo Advisors Financial Network | Greenwood Village | CO | 06/2026 | Present |
TRUSTEE FOR FATHER; INV RELATED; BALLWIN, MO; START: 2/99; LESS THAN 1 HR/MO; O DURING TRADING; DUTIES: DISTRIBUTIONS ON BEHALF OF HALF-BROTHER & FILING TAXES WITH CPA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-03 |
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