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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 1998-04-12 |
| TX | RA | APPROVED_RES | 1997-07-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 07/1993 | Present |
| Bank Of America, Na | Northbrook | IL | 12/2009 | Present |
I*69642For profit or not for profit: For-Profit OrganizationName of outside business organization: Nimrod Realty Group PartnershipInvestment related: NAddress of business:Glenview, Illinois 60025Nature of business: LLC,Position, title, association: Other, No positionStart date of relationship: 1/5/2014Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Loan to parents for their business.I*106488For profit or not for profit: For-Profit OrganizationName of outside business organization: Rock-Wil CorpInvestment related: NAddress of business:Glenview, Illinois 60025Nature of business: Family Business,Position, title, association: Family Held, Start date of relationship: 6/1/2017Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: my real estate holdings set up for their estate plan I*3109265 Entity Type: N/A Name of OBA:Rental Property 1 Address:Naples Florida Investment Related:No Position, Title, Association:Sole owner Start Date:12/15/2025 No Hours: 0 Yearly No Hours during trading:0 Yearly Duties:N/A
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-07 |
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