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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-05
CA RA APPROVED 1997-12-15
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • CA RA
    APPROVED
    Since 1997-12-15

Branch Locations

225 E Santa Clara St Ste 302, Arcadia, CA 91006 • United States

Flagstaff, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Arcadia CA 09/2005 03/2020
Ameriprise Financial Services, Llc Arcadia CA 03/2020 Present
Other Businesses

Independent Insurance Brokering; Anthem Blue Cross; 02/02/2003; . Business Ownership; Hudson Highland LLC; Manage, lead the team; The entity is being formed to address certain aspects of owning my financial planning practice. Office Lease for example; 225 E. Santa Clara Street, Suite 302, , Arcadia, CA, 91006; Not Investment-Related; 12/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-09-16
  • S63 Uniform Securities Agent State Law Examination
    1993-09-16

View on SEC IAPD

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