Brent Charles Yanagida

Employer firm

Peak Asset Management, LLC CRD 106944

$1.01B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → Present
  Bcy Financial Services
  Denver, CO
• 10/2015 → Present
  Peak Asset Management, Llc
  Louisville, CO

Previous Registrations

• 2013-02-13 → 2015-10-06
  Ace Investing Services, Inc.
  Boulder, CO
• 2008-05-09 → 2013-02-15
  Peak Wealth Planning Llc
  Superior, CO

Other Businesses

APPLICANT IS PRESIDENT OF BCY FINANCIAL SERVCIES, A SOLE PROPRIETORSHIP FORMED IN NOVEMBER OF 2007, WHICH PROVIDES NON INVESTMENT RELATED SERVICES INCLUDING BOOKKEEPING FOR A FARM. TIME DEVOTED IS LESS THAN 8 HOURS PER WEEK, SOME OF WHICH MAY BE DURING SECURITIES TRADING HOURS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-02-10
• S65 Uniform Investment Adviser Law Examination
  2008-01-25

Designations

• Certified Financial Planner