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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-03-25
TX RA APPROVED_RES 2017-03-25
  • PA RA
    APPROVED
    Since 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-03-25

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Audubon, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Newtown Square PA 07/2016 Present
Mml Investors Services, Llc Newtown Square PA 03/2017 Present
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Newtown Square, PA
  • 03/2017 → Present
    Newtown Square, PA
Previous Registrations
  • 2010-10-29 → 2017-12-31
    Newtown Square, PA
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Newtown Square, PA
  • 2008-02-26 → 2015-01-02
    New England Securities
    Newtown Square, PA
    Newtown Square, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-25
S63 Uniform Securities Agent State Law Examination 2001-06-13
  • S66 Uniform Combined State Law Examination
    2008-02-25
  • S63 Uniform Securities Agent State Law Examination
    2001-06-13

View on SEC IAPD

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