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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealth Protection Strategies | Sarasota | FL | 02/2010 | Present |
| Pruco Securities, Llc. | Sarasota | FL | 10/2010 | 11/2024 |
| Lpl Enterprise, Llc | Sarasota | FL | 11/2024 | Present |
Wealth Protection Strategies~1605 Main St Ste 1004, Sarasota, FL 34236~Fin'l planning/asset mgmt~Y~Marketing assistant~02/2010~80 hrs/mo~80 trading hrs/mo AJD ADVISORY LLC POSITION: Business is currently dormant NATURE: Advisory consulting currenty dormant INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2013 ADDRESS: Sarasota FL, Sarasota FL 34241, United States DESCRIPTION: Administrative when no dormant
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-22 |
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