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Robert Charles Maund

Oakworth Asset Management, LLC

Birmingham, AL

Charlotte, NC

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Current Employers
Oakworth Asset Management, Llc

850 Shades Creek Parkway Suite 200, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-07-01
  • NC RA
    APPROVED
    Since 2025-07-01

Branch Locations

850 Shades Creek Parkway Suite 200, Birmingham, AL 35209 • United States

6000 Fairview Road Suite 125, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlotte NC 05/2009 04/2021
Lakeview Capital Partners, Llc Charlotte NC 04/2021 04/2022
Chilton Trust Company Charlotte NC 04/2022 05/2025
Oakworth Capital Bank Charlotte NC 05/2025 Present
Oakworth Asset Management, Llc Charlotte NC 07/2025 Present
  • 05/2009 → 04/2021
    Wells Fargo Advisors Llc
    Charlotte, NC
  • 04/2021 → 04/2022
    Lakeview Capital Partners, Llc
    Charlotte, NC
  • 04/2022 → 05/2025
    Chilton Trust Company
    Charlotte, NC
  • 05/2025 → Present
    Oakworth Capital Bank
    Charlotte, NC
  • 07/2025 → Present
    Oakworth Asset Management, Llc
    Charlotte, NC
Previous Registrations
  • 2021-04-13 → 2022-02-01
    Bison Wealth, Llc
    Charlotee, NC
    Atlanta, GA
  • 2009-03-31 → 2012-04-26
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
    Charlotte, NC
  • 2005-05-16 → 2009-01-06
    Calibre Advisory Services Inc.
    Charlotte, NC
  • 2004-02-17 → 2005-01-04
    Rbc Capital Markets, Llc
    Charlotte, NC
  • 2001-12-31 → 2004-02-13
    Jbs Liberty Securities, Inc.
    Charlotte, NC
Other Businesses

Oakworth Capital Bank; Investment Related; At Reported Business Location; Bank; Wealth Team Lead; 05/2025; 160 hours/month, 160 hours/month during securities trading hours; Wealth Team Lead.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-07-21
S65 Uniform Investment Adviser Law Examination 1999-01-21
  • S63 Uniform Securities Agent State Law Examination
    2009-07-21
  • S65 Uniform Investment Adviser Law Examination
    1999-01-21
Designations

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
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STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
USA FINANCIAL SECURITIES LLC

Other Investors

THOMAS MICHAEL NOON
Susan Hunter Koski
Luke Banks
David Mathews
MARILYN ANN EDDINGS
JAMES IRA MCCORMICK
MELANIE SHIRLEY DICKINSON
BRENNA ROSE PRITCHETT

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

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