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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-03-25
  • IL RA
    APPROVED
    Since 2015-03-25

Branch Locations

1411 Opus Place, Downers Grove, IL 60515 • United States

1590 S Milwaukee Ave, Libertyville, IL 60048 • United States

New Lenox, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Downers Grove IL 01/2015 Present
Thrivent Financial Appleton WI 06/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-24
  • S66 Uniform Combined State Law Examination
    2015-03-24
Other Names
  • Jim Allen
  • James Joseph Jr Allen
  • James Joseph Allen
  • James Joseph Allen
  • James Joseph Allen

View on SEC IAPD

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