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James Joseph Allen

Thrivent Investment Management Inc.

Downers Grove, IL

Libertyville, IL

New Lenox, IL

CRD 2392106

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-03-25
  • IL RA
    APPROVED
    Since 2015-03-25

Branch Locations

1411 Opus Place, Downers Grove, IL 60515 • United States

1590 S Milwaukee Ave, Libertyville, IL 60048 • United States

New Lenox, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Downers Grove IL 01/2015 Present
Thrivent Financial Appleton WI 06/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-24
  • S66 Uniform Combined State Law Examination
    2015-03-24
Other Names
  • Jim Allen
  • James Joseph Jr Allen
  • James Joseph Allen
  • James Joseph Allen
  • James Joseph Allen

View on SEC IAPD

Nearby Firms

JMG FINANCIAL GROUP LTD
ARBOR FINANCIAL SERVICES, LLC
CAPSTONE FINANCIAL ADVISORS INC

Nearby Investors

OSCAR HERNON CANTU
MELISSA ASHBEY WALSH
Brian Christopher VanBuren

Nearby Offices

JMG FINANCIAL GROUP LTD · DOWNERS GROVE, IL
ARBOR FINANCIAL SERVICES, LLC · DOWNERS GROVE, IL
CAPSTONE FINANCIAL ADVISORS INC · DOWNERS GROVE, IL

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