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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-07-27 |
| TX | RA | APPROVED | 2018-07-27 |
Branch Locations
1549 Mchenry Avenue Suite A, Modesto, CA 95350 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Modesto | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Modesto | CA | 11/2016 | 07/2018 |
| Stifel Nicolaus & Co Inc | Modesto | CA | 07/2018 | Present |
1) BOOK: "WHY MY MOMMY?"; NOT INVESTMENT RELATED; AUTHOR; START DATE = 2010; MINIMAL TIME DEVOTED PER MONTH; NONE DURING TRADING HOURS; WILL PROMOTE THE BOOK ON SOCIAL MEDIA SIGHTS AND AT BOOK SIGNINGS. 2) Rental Property; Modesto, CA 95350; sole owner; 12/31/2015; 1.00 Hour(s) Per Year - not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-03-18 |
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