Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-05-29 |
| PA | RA | APPROVED | 2018-05-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Sewickey | PA | 06/2015 | 05/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Upper St. Clair | PA | 05/2018 | Present |
I*: 441080FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: LISETTE'S REFINED REFINDINVESTMENT RELATED: NADDRESS OF BUSINESS: NORTH HUNTINGDON, PENNSYLVANIA 15642NATURE OF BUSINESS: SOLE PROPRIETORSHIPSTART DATE OF RELATIONSHIP: 08/01/2017NUMBER OF HOURS DEVOTED: 20 HOURS MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: RETAIL/HOBBY/CRAFTING: SALES OF VINTAGE, NEW OR HANDMADE ITEMS AT A RENTED SPACE IN A ANTIQUE MALL, ONLINE OR IN PERSON. PURCHASE, INVENTORY, CREATE ITEMS. TRACK SALES. SUBMIT AND PAY TAXES. POTENTIALLY ACT AS CLERK IN MALL TO OFFSET RENT. Local craft mall clerk, ex. Sutersville Antique Mall, L & L Fleatique; Non Investment related; Retail / Craft / Hobby; Employee; Nov/2017; During business hours: 0; After business hours: 8; Clerk in antique mall to offset rental of space for previously approved OBA or for income, Merchandise space, assist customers, take payments, record salesI*2472264, Entity Type, Name of OBA: MLPF& S CUST FPO M E K IRA FBO M E K Address: McKees RocksPennsylvania15136 Investment Related:No Position, Title, Association: Power of Attorney Employee Start Date: 05/16/2025No Hours: 1 monthly No Hours during trading: 1 monthly Duties: I*4683272 Entity Type: N/A Name of OBA: K IRREVOCABLE GRANTOR TRUST, L M K TTEE K K S TTEE U/A DTD 02/23/2026 Address: LIGONIER, Pennsylvania, 15658 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 06/09/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-06 |
Reach out to this advisor