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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-29
PA RA APPROVED 2018-05-25
  • TX RA
    APPROVED
    Since 2018-05-29
  • PA RA
    APPROVED
    Since 2018-05-25

Branch Locations

1225 S Main St, Greensburg, PA 15601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Sewickey PA 06/2015 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Upper St. Clair PA 05/2018 Present
Previous Registrations
Other Businesses

I*: 441080FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: LISETTE'S REFINED REFINDINVESTMENT RELATED: NADDRESS OF BUSINESS: NORTH HUNTINGDON, PENNSYLVANIA 15642NATURE OF BUSINESS: SOLE PROPRIETORSHIPSTART DATE OF RELATIONSHIP: 08/01/2017NUMBER OF HOURS DEVOTED: 20 HOURS MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: RETAIL/HOBBY/CRAFTING: SALES OF VINTAGE, NEW OR HANDMADE ITEMS AT A RENTED SPACE IN A ANTIQUE MALL, ONLINE OR IN PERSON. PURCHASE, INVENTORY, CREATE ITEMS. TRACK SALES. SUBMIT AND PAY TAXES. POTENTIALLY ACT AS CLERK IN MALL TO OFFSET RENT. Local craft mall clerk, ex. Sutersville Antique Mall, L & L Fleatique; Non Investment related; Retail / Craft / Hobby; Employee; Nov/2017; During business hours: 0; After business hours: 8; Clerk in antique mall to offset rental of space for previously approved OBA or for income, Merchandise space, assist customers, take payments, record salesI*2472264, Entity Type, Name of OBA: MLPF& S CUST FPO M E K IRA FBO M E K Address: McKees RocksPennsylvania15136 Investment Related:No Position, Title, Association: Power of Attorney Employee Start Date: 05/16/2025No Hours: 1 monthly No Hours during trading: 1 monthly Duties: I*4683272 Entity Type: N/A Name of OBA: K IRREVOCABLE GRANTOR TRUST, L M K TTEE K K S TTEE U/A DTD 02/23/2026 Address: LIGONIER, Pennsylvania, 15658 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 06/09/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-06
  • S66 Uniform Combined State Law Examination
    2017-02-06
Other Names
  • Lisette Marie Klugh
  • Lisette Marie Cerra
  • Lisette Cerra

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