David Arthur Bates

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Louisville, KY
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Louisville, KY

Other Businesses

Business Ownership; cattle business; ; raising beef cattle with my father, I want to buy the cattle. He will do the raising and we will split the profits if any. Basically, he does all the work and I supply the money to raise and buy the cattle and go out there to work when I can. We are going to do cow/calf and stocker as well.; Pecan Lane Farm 894 Pecan Lane Shepherdsville, KY 40165, ,; Not Investment-Related; 05/15/2013; 1 to 9 hours per month; 0 during trading hours / JDB Group; Co-owner; Manage Ameriprise Business; 806 Stone Creek Parkway, , Louisville, KY, 40223; Investment-Related; 07/22/2024; 1 to 9 hours per month; 0 during trading hours / david bates and associates; Owner; management of expenses associated with Ameriprise practice and real estate earnings; 329 Buckland Trace, , Louisville , KY, 40245; Not Investment-Related; 01/01/2008; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Shaker Village of Pleasant HIll; board member; 3501 Lexington RoadHarrodsburg, KY 40330, ,; Investment-Related; 04/01/2019; 1 to 9 hours per month; 0 during trading hours. Outside Employment; david bates and associates; president - business management; ; 12910 Shelbyville road, , Louisville, KY, 40243; Investment-Related; 01/01/2008; 20 to 39 hours per month; 0 during trading hours / band; band member - guitar and mandolin; acoustic band; 329 Buckland Trace, , louisville, KY, 40245; Not Investment-Related; 09/15/2019; 1 to 9 hours per month; 0 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-09-24

Designations