Tanner Davis Bates

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2025-01-17
TN	RA	APPROVED	2023-10-10
TX	RA	APPROVED	2023-01-03
KY	RA	APPROVED	2022-09-16

IN RA
APPROVED

Since 2025-01-17
TN RA
APPROVED

Since 2023-10-10
TX RA
APPROVED

Since 2023-01-03
KY RA
APPROVED

Since 2022-09-16

Branch Locations

302 Old Lebanon Dirt Rd Ste 303, Hermitage, TN 37076-2386 • United States

Simpsonville, KY • United States

Jeffersonville, IN • United States

806 Stone Creek Pkwy Ste 5, Louisville, KY 40223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Louisville	KY	06/2017	Present
South Oldham Public Schools	Crestwood	KY	08/2011	05/2017
Western Kentucky University	Bowling Green	KY	08/2017	05/2021
Flathead Lake Lodge	Bigfork	MT	05/2019	08/2021

06/2017 → Present

Ameriprise Financial Services, Llc

Louisville, KY
08/2011 → 05/2017

South Oldham Public Schools

Crestwood, KY
08/2017 → 05/2021

Western Kentucky University

Bowling Green, KY
05/2019 → 08/2021

Flathead Lake Lodge

Bigfork, MT

Other Businesses

Business Ownership; Tanner Bates LLC; Administrative; Manage Ameriprise Business; 806 stone creek parkway suite 5 , , Louisville , KY, 40223; Investment-Related; 01/01/2023; 60 hours per month; 60 during trading hours. Outside Employment; David Bates and associates inc; Employee - Advisor assistant; ; 12910 shelbyville road, , Louisville, KY, 40243; Investment-Related; 06/01/2022; 60 hours per month; 60 during trading hours / Tanner Bates LLC; Owner; Manage advisory business; 806 stone creek parkway , , Louisville , KY, 40243; Investment-Related; 11/30/2022; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-08-23

S66 Uniform Combined State Law Examination

2022-08-23