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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-01-12
  • TN RA
    APPROVED
    Since 2018-01-12

Branch Locations

1300 West Poplar Ave, Collierville, TN 38017 • United States

3577 Hacks Cross Road, Memphis, TN 38125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Memphis TN 08/2014 Present
Cetera Investment Services Llc St.CLoud MN 08/2014 Present
Cetera Investment Advisers Llc Memphis TN 12/2017 Present
  • 08/2014 → Present
    Regions Bank
    Memphis, TN
  • 08/2014 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 12/2017 → Present
    Memphis, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-21
S63 Uniform Securities Agent State Law Examination 1995-03-01
  • S66 Uniform Combined State Law Examination
    2017-12-21
  • S63 Uniform Securities Agent State Law Examination
    1995-03-01
Other Names
  • William Kirksey
  • Kelly Kirksey

View on SEC IAPD

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