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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-01-02
  • OH RA
    APPROVED
    Since 2009-01-02

Branch Locations

250 E. Fifth Street Suite 1500, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Cincinnati OH 09/2002 Present
Raymond James Financial Services Advisors, Inc Cincinnati OH 01/2009 Present
Other Businesses

(1) Name of Business: Anderle Tom Address: 5897 Salem Rd, Cincinnati, OH, 45230, United States Activity Type: Control Person Position/Title: Executor (Named Only) Investment Related: Yes Start Date: 12/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Executor under my wife's will (2) Name of Business: Edwards Property Investments, LLC Address: 5897 Salem Road, Cincinnati, OH, 45230, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/31/1988 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rental Property Owner/Management (3) Name of Business: Erie Property Investments, LLC Address: 5897 Salem Rd, Cincinnati, OH, 45230, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/31/1988 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rental Property Owner/Management (4) Name of Business: Family Investment Services, Inc. Address: 250 E 5th St Ste 1500, Cincinnati, OH, 45202-4252, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/30/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Pass through S Corp for Raymond James Business

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-05
S63 Uniform Securities Agent State Law Examination 2000-05-01
  • S65 Uniform Investment Adviser Law Examination
    2002-08-05
  • S63 Uniform Securities Agent State Law Examination
    2000-05-01

View on SEC IAPD

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