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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2009-01-02 |
Branch Locations
250 E. Fifth Street Suite 1500, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Cincinnati | OH | 09/2002 | Present |
| Raymond James Financial Services Advisors, Inc | Cincinnati | OH | 01/2009 | Present |
(1) Name of Business: Anderle Tom Address: 5897 Salem Rd, Cincinnati, OH, 45230, United States Activity Type: Control Person Position/Title: Executor (Named Only) Investment Related: Yes Start Date: 12/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Executor under my wife's will (2) Name of Business: Edwards Property Investments, LLC Address: 5897 Salem Road, Cincinnati, OH, 45230, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/31/1988 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rental Property Owner/Management (3) Name of Business: Erie Property Investments, LLC Address: 5897 Salem Rd, Cincinnati, OH, 45230, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/31/1988 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rental Property Owner/Management (4) Name of Business: Family Investment Services, Inc. Address: 250 E 5th St Ste 1500, Cincinnati, OH, 45202-4252, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/30/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Pass through S Corp for Raymond James Business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-01 |
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