Steven Allen Cartwright

Employer firm

Per Stirling Capital Management, LLC CRD 151671

$1.57B regulatory AUM 90 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → 09/2019
  Charles Schwab & Co., Inc.
  Austin, TX
• 02/2008 → 09/2019
  Charles Schwab Bank
  Austin, TX
• 08/2016 → 10/2017
  Optionsxpress, Inc.
  Austin, TX
• 03/2021 → 09/2023
  Ascensus
  Dresher, PA
• 09/2020 → 11/2020
  Beau Sharpe State Farm
  Round Rock, TX
• 11/2020 → 03/2021
  Unemployed
  Austin, TX
• 09/2019 → 09/2020
  Unemployed
  Austin, TX
• 09/2023 → Present
  Per Stirling Capital Management, Llc
  Austin, TX
• 09/2023 → Present
  B.B. Graham & Co., Inc.
  Austin, TX
• 09/2023 → Present
  Per Stirling Private Wealth
  Austin, TX

Previous Registrations

• 2021-03-24 → 2023-09-18
  Ascensus Investment Advisors, Llc
  Needham, MA
  Austin, TX
• 2008-05-12 → 2019-11-22
  Charles Schwab & Co., Inc.
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX

Other Businesses

1) PER STIRLING PRIVATE WEALTH - INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX,78746; NATURE: DBA OF PER STIRLING CAPITAL MANAGEMENT, LLC; POSITION: CLIENT RELATIONSHIP MANAGER; STATE DATE: 9/2023; NUMBER OF HOURS PER MONTH: 160 TOTAL WITH 100 DURING TRADING HOURS. ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY PER STIRLING CAPITAL MANAGEMENT, LLC: 2) B .B. GRAHAM & COMPANY - INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746; NATURE OF BUSINESS: BROKER-DEALER, POSITION: REGISTERED REPRESENTATIVE; START DATE: 9/2023. ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY B. B. GRAHAM & CO., Inc.: 3) PER STIRLING CAPITAL MANAGEMENT, LLC - INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISER; POSITION: INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 9/2023

Exams

• S66 Uniform Combined State Law Examination
  2008-05-09
• S63 Uniform Securities Agent State Law Examination
  1993-11-10

Designations

• Certified Financial Planner

Other Names

• Steve Cartwright