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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-10-16
CA RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2015-10-16
  • CA RA
    APPROVED
    Since 2009-01-02

Branch Locations

3963 11Th Street, Riverside, CA 92501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Riverside CA 08/2003 Present
Raymond James Financial Services Advisors, Inc Riverside CA 01/2009 Present
Randall D. Hord Associates Inc Riverside CA 08/2003 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 3963 11th St, Riverside, CA, 92501-3525, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 03/15/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We own the home, my mom was living there and now we will be renting it out to friends (2)Name of Business: 11th Street Associates, LLC Address: 3963 11th St, Riverside, CA, 92501, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 01/09/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of LLC for the 5 buildings that make up our Building Association (3)Name of Business: HordMcCarty LLC Address: 3963 11th Street, Riverside, CA, 92501, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 06/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Bought office building that am occupying. Building was purchased personally with a friend who is also occupying and is also a client (4)Name of Business: Randall D. Hord Associates Inc. Address: 3963 11th St, Riverside, CA, 92501, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/01/2003 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (5)Name of Business: Riverside Communtiy Hospital Address: 4445 Magnolia Ave. , Riverside, CA, 92501, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 05/29/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board Member. (6) Name of Business: Raincross Financial Partners Address: 3963 11th St, Riverside, CA, 92501, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2012 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: DBA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-08
S63 Uniform Securities Agent State Law Examination 1993-11-05
  • S65 Uniform Investment Adviser Law Examination
    1993-11-08
  • S63 Uniform Securities Agent State Law Examination
    1993-11-05

View on SEC IAPD

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