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Current Employers
The Patriot Financial Group, Llc

55 West Street Suite 201, Walpole, MA 02081 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-11
CT RA APPROVED 2018-12-19
  • TX RA
    APPROVED
    Since 2020-11-11
  • CT RA
    APPROVED
    Since 2018-12-19

Branch Locations

10 Main St 4Th Flr., Bristol, CT 06010 • United States

55 West Street Suite 201, Walpole, MA 02081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert Hensley And Associates Avon CT 07/2007 12/2018
Cetera Advisor Networks Llc El Segundo CA 09/2013 12/2018
Securities America, Inc. Bristol CT 12/2018 12/2022
The Patriot Financial Group, Llc Bristol CT 12/2018 Present
Riverside Wealth Management Bristol CT 12/2022 Present
Cetera Financial Specialists Lls Schaumburg IL 12/2022 Present
  • 07/2007 → 12/2018
    Robert Hensley And Associates
    Avon, CT
  • 09/2013 → 12/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 12/2018 → 12/2022
    Securities America, Inc.
    Bristol, CT
  • 12/2018 → Present
    Bristol, CT
  • 12/2022 → Present
    Riverside Wealth Management
    Bristol, CT
  • 12/2022 → Present
    Cetera Financial Specialists Lls
    Schaumburg, IL
Previous Registrations
  • 2013-09-03 → 2018-12-19
    Cetera Wealth Services, Llc
    Avon, CT
    Georgetown, CT
  • 2007-09-13 → 2013-09-03
    Tower Square Securities, Inc.
    Avon, CT
Other Businesses

1) PATRIOT FINANCIAL GROUP; BRISTOL, CT ; INVESTMENT RELATED; INVESTMENT ADVISORY SERVICES; WEALTH MANAGER; SINCE 12/2022; 160 HOURS/MO 2) RIVERSIDE WEALTH MANAGEMENT; BRISTOL, CT ; INVESTMENT RELATED; INVESTMENT ADVISORY SERVICES; WEALTH MANAGER; SINCE 12/2022; 160 HOURS/MO 3) SPIRITHORSE THERAPEUTIC RIDING CENTER OF CANTON; CANTON, CT; NON-INVESTMENT RELATED; RIDE INSTRUCTOR; SINCE 03/2019; 4 HRS/MO 4) ESTATE AND BUSINESS PLANNNING COUNCIL OF HARTFORD; ROCKY HILL, CT; NON-INVESTMENT RELATED; SINCE 06/2009; 2 HRS/MO 5) CENTRAL CONNECTICUT CHAMBERS OF COMMERCE; BRISTOL, CT; NON-INVESTMENT RELATED; MEMBER; PARTICIPATE IN MEETINGS; SICNE 04/2019; 4 HRS/MO 6) CHRYSALIS CENTER; HARTFORD, CT; NON-INVESTMENT RELATED; NON-PROFIT ORGANIZATION; MEMBER ON INVESTMENT COMMITTEE; SINCE 11/2022; 1 HR/MO 7) NAME OF OTHER BUSINESS: RIVERSIDE INVESTMENT SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/2018; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 8) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 09/2023, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 9) NAME OF OTHER BUSINESS: GIFTS FOR CANTON, INVESTMENT RELATED: NO, ADDRESS: 40 DYER AVE, CANTON, CT 06019, NATURE OF BUSINESS: NON-PROFIT, START DATE: 09/2023, POSITION/TITLE/RELATIONSHIP: CO-CHAIR, LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: WORK WITH SOCIAL SERVICES AND COMMUNITY BASED ORGANIZATION TO ORGANIZE ACTIVITIES AND RAISE AWARENESS; 10) NAME OF OTHER BUSINESS: SUNSET TERRACE PROPERTIES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATON; NATURE OF BUSINESS: REAL ESTATE; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: MANAGER/MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MAINTENANCE OF PROPERTY, REPAIRS, GENERAL UPKEEP AND BOOKKEEPING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-22
S63 Uniform Securities Agent State Law Examination 1993-12-10
  • S65 Uniform Investment Adviser Law Examination
    2007-08-22
  • S63 Uniform Securities Agent State Law Examination
    1993-12-10
Designations
Other Names
  • Jill Aaron Moore

View on SEC IAPD

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