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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-04 |
| MO | RA | APPROVED | 2016-08-22 |
Branch Locations
10369 Clayton Rd, Frontenac, MO 63131 • United States
14767 North Outer 40 Rd Fl 2, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Clayton | MO | 08/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Clayton | MO | 11/2016 | Present |
TRUSTEE FOR SPOUSE; INV RELATED; ST LOUIS, MO; START: 8/22/16; 2 HRS/MO; 1 HR DURING TRADING. B&Y OUTDOORS LLC, NOT INV RELATED, PERRYSBURG, OH, 50% OWNERSHIP WITH SPOUSE, START 4/30/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, NO DUTIES NAMED ON LLC THAT FACILITATES HUSBANDS FARMING BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-27 |
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