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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-08-27 |
| TX | RA | APPROVED_RES | 2025-07-15 |
| GA | RA | APPROVED | 2024-07-18 |
| AZ | RA | APPROVED | 2023-12-19 |
| CO | RA | APPROVED | 2023-09-07 |
| ME | RA | APPROVED | 2023-08-15 |
| NC | RA | APPROVED | 2023-02-06 |
| OK | RA | APPROVED | 2023-02-06 |
| NV | RA | APPROVED | 2022-04-29 |
| RI | RA | APPROVED | 2021-10-18 |
| CT | RA | APPROVED | 2021-08-05 |
| NY | RA | APPROVED | 2021-04-16 |
| DE | RA | APPROVED | 2019-08-26 |
| VA | RA | APPROVED | 2018-06-27 |
| MA | RA | APPROVED | 2016-11-29 |
| FL | RA | APPROVED | 2015-12-07 |
| PA | RA | APPROVED | 2015-09-22 |
| CA | RA | APPROVED | 2015-01-22 |
| MO | RA | APPROVED | 2014-12-24 |
| WA | RA | APPROVED | 2014-12-24 |
| NJ | RA | APPROVED | 2014-12-18 |
Branch Locations
290 Central Avenue Suite 210, Lawrence, NY 11559 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Lawrence | NY | 01/2012 | Present |
| Park Avenue Securities Llc | Lawrence | NY | 01/2012 | Present |
1. Insurance brokerage activity-non-Guardian long term care, life, disability, annuities and group benefits as needed on a per client basis,. Start: 02-03-2014, Address: 290 Central Avenue SU 210Lawrence NY 11559, Hrs per month - Tot/Bus: 15/10, Investment related, >10% annual compensation, 2. Rothman Consulting Network Inc.-Legal entity I own used for income and expense purposes only,. Start: 11/28/2001, Address: 290 Central Ave Suite 210 Lawrence, NY 11559, 1 non bus hr per month, Not investment related, 3. Rothman Financial Group-Rothman Financial Group is the new name. Role is Managing Director, Start: 12/01/2019, Address: 290 Central Avenue Suite 210; Lawrence, NY 11559, 200 bus hrs per month, Investment related, 4) Trust Protector for Family Member, Start: 08/10/2021, Address: 290 Central Avenue SU 210Lawrence NY 11559, 1 total hour per month 1 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-19 |
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