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Alan D Winter

J.P. Morgan Securities LLC

Lawrence, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2019-04-22
CT RA APPROVED 2019-04-18
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2019-04-22
  • CT RA
    APPROVED
    Since 2019-04-18

Branch Locations

335 Rockaway Turnpike, Lawrence, NY 11559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Forest Hills Milville NY 09/2015 12/2018
Park Ave Secruities Melville NY 12/2015 12/2018
Self Employed Oceanside NY 01/2019 03/2019
Jp Morgan Securities Llc Lawrence NY 03/2019 Present
Jpmorgan Chase Bank, N.A. Lawrence NY 03/2019 Present
  • 09/2015 → 12/2018
    Forest Hills
    Milville, NY
  • 12/2015 → 12/2018
    Park Ave Secruities
    Melville, NY
  • 01/2019 → 03/2019
    Self Employed
    Oceanside, NY
  • 03/2019 → Present
    Jp Morgan Securities Llc
    Lawrence, NY
  • 03/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Lawrence, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-11
S63 Uniform Securities Agent State Law Examination 2016-01-13
  • S66 Uniform Combined State Law Examination
    2019-04-11
  • S63 Uniform Securities Agent State Law Examination
    2016-01-13

View on SEC IAPD

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CENTRAL PINE CAPITAL, LLC · CEDARHURST, NY
CALCULATED FINANCIAL SOLUTIONS, LLC · CEDARHURST, NY
LPL FINANCIAL LLC · CEDARHURST, NY
J.P. MORGAN SECURITIES LLC · CEDARHURST, NY
PARK AVENUE SECURITIES LLC · Lawrence, NY
TECHU ANGELS MANAGEMENT, INC. · CEDARHURST, NY

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