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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2024-10-28 |
Branch Locations
2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce Fenner & Smith Incorporated | Phoenix | AZ | 04/2013 | 03/2019 |
| Bank Of America, N.A | Chandler | AZ | 05/2013 | 03/2019 |
| Bancwest Investment Services, Inc. | Tempe | AZ | 03/2019 | 07/2023 |
| Bank Of The West | Tempe | AZ | 03/2019 | 07/2023 |
| Lpl Financial Llc | Tempe | AZ | 07/2023 | 07/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 08/2024 | Present |
| Bmo Bank | Tempe | AZ | 02/2019 | 06/2024 |
| Bank Of America, N.A. | Chandler | AZ | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-31 |
| S65 | Uniform Investment Adviser Law Examination | 1993-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-17 |
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