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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-09-06
TX RA APPROVED 1993-10-25
  • IL RA
    APPROVED
    Since 2023-09-06
  • TX RA
    APPROVED
    Since 1993-10-25

Branch Locations

200 S 10Th St, Mcallen, TX 78501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mcallen TX 08/1993 Present
Bank Of America, N.A. Mcallen TX 12/2009 Present
Other Businesses

I*36052 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SOUTH TEXAS OMNI MEDICAL PROD/DIRECTOR INVESTMENT RELATED: N ADDRESS OF BUSINESS: MCALLEN, TEXAS 78501 NATURE OF BUSINESS: OTHER, SELL ORTHOPEDIC PRODUCTS POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 3 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 3 DUTIES: ORTHOPEDIC SALES N/A (2) NAME OF OUTSIDE BUSINESS ORGANIZATION:RGV TENNIS AND EDUCATION PARK, INC. ADDRESS OF BUSINESS: P.O. BOX 668 , MCALLEN, TX 78505 NATURE OF BUSINESS: PROMOTE TENNIS BY PROVIDING INSTRUCITION AND PROGRAMS YEAR ROUND TO PEOPLE OF ALL AGES, INCOME, AND SKILL LEVELS POSITION, TITLE, ASSOCIATION: OFFICER, PRESIDENT START DATE OF RELATIONSHIP: 06/10/2008 NUMBER OF HOURS DEVOTED PER MONTH: 1-10 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 DUTIES: FINANCIAL OVERSIGHT, DIRECTOR/BOARD MEMBER PROMOTE TENNIS BY PROVIDING INSTRUCITION AND PROGRAMS YEAR ROUND TO PEOPLE OF ALL AGES, INCOME, AND SKILL LEVELS I*: 2125273 Entity Type: Non-Profit Name of OBA: United States Tennis Association Texas Section Address: Austin, TX 78754 Investment Related: n Position, Title, Association: Committee member Employee Start Date: 01/01/2025 No Hours: 1hr/mo No Hours during trading: 0 Duties: The purpose is to grow tennis in the State of Texas. The expected role will be to serve on the following two committees: National Junior Tennis and Learning (NJTL) and Budget & Finance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-29
S63 Uniform Securities Agent State Law Examination 1993-10-21
  • S65 Uniform Investment Adviser Law Examination
    1994-09-29
  • S63 Uniform Securities Agent State Law Examination
    1993-10-21
Other Names
  • Angelica Maria Flores
  • Angelica M Flores
  • Angelica M Lagrange
  • Angelica M La Grange

View on SEC IAPD

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