Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-09-06 |
| TX | RA | APPROVED | 1993-10-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mcallen | TX | 08/1993 | Present |
| Bank Of America, N.A. | Mcallen | TX | 12/2009 | Present |
I*36052 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SOUTH TEXAS OMNI MEDICAL PROD/DIRECTOR INVESTMENT RELATED: N ADDRESS OF BUSINESS: MCALLEN, TEXAS 78501 NATURE OF BUSINESS: OTHER, SELL ORTHOPEDIC PRODUCTS POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 3 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 3 DUTIES: ORTHOPEDIC SALES N/A (2) NAME OF OUTSIDE BUSINESS ORGANIZATION:RGV TENNIS AND EDUCATION PARK, INC. ADDRESS OF BUSINESS: P.O. BOX 668 , MCALLEN, TX 78505 NATURE OF BUSINESS: PROMOTE TENNIS BY PROVIDING INSTRUCITION AND PROGRAMS YEAR ROUND TO PEOPLE OF ALL AGES, INCOME, AND SKILL LEVELS POSITION, TITLE, ASSOCIATION: OFFICER, PRESIDENT START DATE OF RELATIONSHIP: 06/10/2008 NUMBER OF HOURS DEVOTED PER MONTH: 1-10 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 DUTIES: FINANCIAL OVERSIGHT, DIRECTOR/BOARD MEMBER PROMOTE TENNIS BY PROVIDING INSTRUCITION AND PROGRAMS YEAR ROUND TO PEOPLE OF ALL AGES, INCOME, AND SKILL LEVELS I*: 2125273 Entity Type: Non-Profit Name of OBA: United States Tennis Association Texas Section Address: Austin, TX 78754 Investment Related: n Position, Title, Association: Committee member Employee Start Date: 01/01/2025 No Hours: 1hr/mo No Hours during trading: 0 Duties: The purpose is to grow tennis in the State of Texas. The expected role will be to serve on the following two committees: National Junior Tennis and Learning (NJTL) and Budget & Finance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-21 |
Reach out to this advisor