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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-05
IL RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-05
  • IL RA
    APPROVED
    Since 2017-03-25

Branch Locations

2441 Warrenville Road Suite 300, Lisle, IL 60532 • United States

524 W Stephenson St Suite 210, Freeport, IL 61032 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Rockford IL 03/2015 03/2017
Massmutual Life Insurance Co Lisle IL 07/2016 Present
Mml Investors Services, Llc Lisle IL 03/2017 Present
  • 03/2015 → 03/2017
    Metlife Securities
    Rockford, IL
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Lisle, IL
  • 03/2017 → Present
    Lisle, IL
Previous Registrations
  • 2015-03-16 → 2017-03-25
    Msi Financial Services, Inc.
    Rockford, IL
    Buffalo Grove, IL
  • 2012-10-18 → 2015-01-27
    Crystal Lake, IL
    Scottsdale, AZ
    Itasca, IL
  • 2009-09-24 → 2012-11-02
    Wrp Investments, Inc.
    Youngstown, OH
    Arlington Heights, IL
  • 2009-09-09 → 2009-09-30
    Schaumburg, IL
    San Diego, CA
  • 2005-07-25 → 2009-09-16
    Waterstone Financial Group, Inc.
    Bloomingdale, IL
    Schaumburg, IL
    Bloomingdale, IL
    Arlington Heights, IL
  • 2001-06-07 → 2004-06-21
    Northbrook, IL
Other Businesses

1) NAME: Thomas G Bongiorno INV REL: Y ADD:2650 Warrenville Rd. Ste 100, Downers Grove IL 60515 NATURE: NonMMLIA Insurance Brokerage/Fixed annuities and trails from MetLife fixed business POSITION: Sales/Agent START DATE: 03/01/2015 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 2) NAME: Highstakes 80's Rock Band INV REL: N ADD: Residential Address NATURE: local 80's cover band POSITION: Drummer START DATE: 03/30/2023 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Local band plays special events in local areas

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-10
S63 Uniform Securities Agent State Law Examination 1994-06-13
  • S65 Uniform Investment Adviser Law Examination
    1997-11-10
  • S63 Uniform Securities Agent State Law Examination
    1994-06-13
Other Names
  • Thomas G Bongiorno
  • Tom Bongiorno
  • Tommy Bongiorno

View on SEC IAPD

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