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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-05 |
| IL | RA | APPROVED | 2017-03-25 |
Branch Locations
2441 Warrenville Road Suite 300, Lisle, IL 60532 • United States
524 W Stephenson St Suite 210, Freeport, IL 61032 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Rockford | IL | 03/2015 | 03/2017 |
| Massmutual Life Insurance Co | Lisle | IL | 07/2016 | Present |
| Mml Investors Services, Llc | Lisle | IL | 03/2017 | Present |
1) NAME: Thomas G Bongiorno INV REL: Y ADD:2650 Warrenville Rd. Ste 100, Downers Grove IL 60515 NATURE: NonMMLIA Insurance Brokerage/Fixed annuities and trails from MetLife fixed business POSITION: Sales/Agent START DATE: 03/01/2015 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 2) NAME: Highstakes 80's Rock Band INV REL: N ADD: Residential Address NATURE: local 80's cover band POSITION: Drummer START DATE: 03/30/2023 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Local band plays special events in local areas
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-13 |
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