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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-11-18 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
16975 Avenida De Acacias Ste 606 [Xk-Rbo], Rancho Santa Fe, CA 92067 • United States
16975 Avenida De Acacaias Ste 9, Rancho Santa Fe, CA 92067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Diego | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 11/2016 | Present |
RENTAL PROPERTY, INVESTMENT RELATED,CARLSBAD, CA, 100% OWNERSHIP WITH SPOUSE, START 4/1/2014, 1 HR PER MONTH, 0 DURING TRADING. RENTAL PROPERTY, INVESTMENT RELATED, OCEANSIDE, CA, 100% OWNERSHIP WITH SPOUSE, START 1/23/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING. CONSERVATOR FOR MOTHER; INV RELATED; RIVERSIDE, CA; START: 11/04/2024; 5 HOURS A MONTH; 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-31 |
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