Best Investors Account Sign in
Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-10-08
  • TX RA
    APPROVED
    Since 2014-10-08

Branch Locations

3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds San Antonio TX 08/2005 01/2021
American Funds San Antonio TX 01/2021 04/2023
American Funds San Antonio TX 04/2023 Present
  • 08/2005 → 01/2021
    American Funds
    San Antonio, TX
  • 01/2021 → 04/2023
    American Funds
    San Antonio, TX
  • 04/2023 → Present
    American Funds
    San Antonio, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-08
S63 Uniform Securities Agent State Law Examination 2006-01-04
  • S65 Uniform Investment Adviser Law Examination
    2014-10-08
  • S63 Uniform Securities Agent State Law Examination
    2006-01-04

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Antonio, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor