Cynthia D O'COnnell

Current Employers

Employment History

• 10/2013 → 11/2017
  Sii Investments, Inc
  Madison, WI
• 11/2017 → 01/2024
  Woodbury Financial Services Inc
  Windsor, WI
• 01/2024 → Present
  Osaic Wealth, Inc.
  Windsor, WI

Previous Registrations

• 2017-11-15 → 2024-01-19
  Woodbury Financial Services, Inc.
  Windsor, WI
• 2013-10-17 → 2017-11-15
  Sii Investments, Inc.
  Windsor, WI
  Depere, WI
• 2006-03-01 → 2013-11-06
  Lpl Financial Llc
  Madison, WI
  Windsor, WI

Other Businesses

1.ANA VACATION PROPERTIES: owner: INVESTMENT RELATED: 10 :1 START DATE:12/31/2004 :12014 County Rd X, Wyalusing WI 53801:Manage Rental business & take care of property 2.CDR ENTERPRISES: owner: I own building my office is located at. INVESTMENT RELATED:Yes #HRS: 1 SECURITIES TRADING HRS: 1 START DATE: 12/31/2012 : 6562 Lake Rd., Windsor WI 53598, DESCRIPTION: Own real estate and rent from LLC 3.O'CONNELL FINANCIAL SERVICES, LLC POS: Owner NATURE: LLC INVESTMENT RELATED: Yes # HRS: 60 SECURITIES TRADING HRS: 60 START DATE: 12/31/2004 ADDRESS: 6562 Lake Rd., Windsor WI 53598 : Financial Advisor 4.PREFERRED WEALTH ADVISORS POS: Owner NATURE: Preferred Wealth Advisors is a DBA for O'Connell Financial Services. No income is generated under PWA.PWA is only marketing name for Financial Planning business. INVESTMENT RELATED: Yes # HRS: 240 SECURITIES TRADING HRS: 240 START DATE: 04/01/2013 ADDRESS: 6562 Lake Rd, Windsor WI 53598 : Financial Planning Marketing name for O'Connell Financial Services. 5.NSB BROKERAGE POS: Insurance Rep NATURE: General Insurance Agency INVESTMENT RELATED: Yes # HRS: 10 SECURITIES TRADING HRS: 10 START DATE: 07/01/2020 ADDRESS: 10144 N. Port Washington Rd, Mequon WI 53092 DESC: Write insurance cases with agency. 6.E4 INSURANCE SERVICES POS: Financial Advisor NATURE: Insurance Agency Life insurance, LTC, annuity sales INVESTMENT RELATED: Yes # HRS: 5 SEC TRADING HRS: 5 START DATE: 11/02/2020 ADDRESS: 2280 45th St., Suite C, Fargo ND 58104 DESC: Work with clients on life insurance, LTC, annuity sales 7.MADISON COLLEGE POS: Finance Advisory Board NATURE: Secondary College INVESTMENT RELATED: No #HRS:1 SECURITIES TRADING HRS:1 START DATE:11/02/2020 ADDRESS:1701 Wright St,Madison WI 53704 DESCR:Finance Advisory board for college. Meet maybe 2 times/year and input on finance courses offered through college 8.TAX MANAGEMENT SERVICES POS:Facilitate tax preparation with them for my clients and their tax services. NATURE:Tax services INVESTMENT RELATED:No #HRS:5 SECURITIES TRADING HRS:5 START DATE:11/02/2020 ADDRESS:566 Redbird Cir, DePere WI 54115 DESC: work with clients who needs tax services. TMS will prepare taxes 9.FULL SPECTRUM SOLUTIONS POS:None NATURE: Accounting-Taxes INVESTMENT RELATED: No #HRS:5 SECURITIES TRADING HRS: 0 START DATE: 02/07/2022 ADDRESS: 6562 Lake Rd. Suite 2, Windsor WI 53598, DESCR: Offer CPA services to clients 10.TRUCHOICE FINANCIAL:Insurance Rep NATURE: Insurance Agency - Life, LTC, FA INVESTMENT RELATED: Yes # HRS: 5 SEC TRADING HRS: 5 START DATE: 02/07/2022 ADDRESS: 400 Hwy 169 S, Suite 200, Minneapolis MN 55426 DESC: Work on life insurance, LTC, and FA. 11.THE INSURANCE: Insurance Rep NATURE: Insurance Agency - Life, LTC, FA INVESTMENT RELATED: Yes #HRS: 5 SEC TRADING HRS: 5 START DATE: 05/16/2022 ADDRESS: 2960 Triverton Pike Dr Ste 100, Fitchburg WI 53711 : Work on life insurance, LTC, and FA for clients. 12.LAKE WINDSOR CONDO ASSOC: Pres: Condo Assoc for building that business is in. . INVESTMENT RELATED: Yes # HRS: 1 SEC TRADING HRS: 0 START DATE: 08/01/2022 ADDRESS: 6562 Lake Rd, Windsor WI 53598: I will be President and sit on board.I am not Treasurer and will not be on bank account. I have a non-registered person who will be treasurer. 13.TENACITY ADVISORY GROUP POS: Affiliated Advisor NATURE: S Corp INVESTMENT RELATED: Yes #HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 06/01/2019 ADDRESS: 2700 Vernon Dr., Green Bay WI 54304 DESCR: Share Best Practices 14.PREFERRED TAX PLANNING, LLC. POS: Owner NATURE: Provide tax advice and complete tax returns for individuals. INVESTMENT RELATED: No # HRS: 25 SECURITIES TRADING HRS: 25 START DATE: 01/01/2026 ADDRESS: 6562 Lake Rd/CV Suite 1, Windsor WI 53598 DESCR:Gather tax information from clients and prepare taxes. Refer non PWA clients to financial planning part of business. Preferred Wealth Advisors and Preferred Tax Planning will be separate entities

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-10-05
• S63 Uniform Securities Agent State Law Examination
  1993-09-17

Other Names

• Cynthia Diann Rauh
• Cynthia D Oconnell