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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2020-12-15 |
Branch Locations
24 Munson Road Chadbourne Hall, Room 005, Orono, ME 04469 • United States
Brooksville, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Orono | ME | 05/2014 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Orono | ME | 05/2014 | Present |
RENTAL PROPERTY POSITION: Landlord NATURE: Rental houses INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2017 ADDRESS: Home Address, Brooksville ME 04617, United States DESCRIPTION: Landlord - collecting rent, making design decisions for property updates
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-14 |
| S65 | Uniform Investment Adviser Law Examination | 2014-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-30 |
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