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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2022-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Orono | ME | 06/2014 | 09/2018 |
| Tiaa-Cref Individual & Institutional Services, Llc | Orono | ME | 06/2014 | 09/2018 |
| Cuna Mutual Group | Waverly | IA | 09/2018 | Present |
| Cuna Brokerage Services, Inc. | Waverly | IA | 09/2018 | Present |
| Lpl Financial Llc | Orono | ME | 05/2022 | Present |
1. 05/19/2022 - UCU Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-13 |
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