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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-24 |
| FL | RA | APPROVED | 2022-05-23 |
Branch Locations
225 East Lemon Street 1St Floor, Lakeland, FL 33801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lakeland | FL | 08/1993 | 05/2022 |
| Bank Of America, N.A. | Lakeland | FL | 07/2011 | 05/2022 |
| Morgan Stanley Smith Barney Llc | Lakeland | FL | 05/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-20 |
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