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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
300 Beardsley Ln Ste A104, Austin, TX 78746 • United States
Lakeway, TX • United States
Two Barton Skyway 1601 South Mopac Expressway, Sui, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Star Resource Group | Minneapolis | MN | 06/1993 | 07/2017 |
| Minnesota Life Insurance Company | St. Paul | MN | 07/1993 | 08/2023 |
| Securian Financial Services, Inc. | St. Paul | MN | 08/1993 | 08/2023 |
| C.R.I. Securities, Inc. | Minneapolis | MN | 08/1993 | 10/2021 |
| North Star Resource Group | Austin | TX | 07/2017 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1) BOOK AUTHOR - MULTIPLE BOOKS POSITION: Owner NATURE: Author INV RELATED: No # OF HRS: 2 DUR TRD HRS: 2 START: 01/2014 ADDRESS: , Minneapolis MN DESCRIPTION: Owner 2) SCOTT RICHARDS NORTH STAR CHARITABLE FOUNDATION TITLE: Member NATURE: Board Member INV RELATED: No # OF HRS: 2 DUR TRD HRS: 2 START: 1/2004 ADDRESS: , Minneapolis MN DESCRIPTION: Member 3) THE AMERICAN COLLEGE OF FINANCIAL SERVICES - BOARD OF TRUSTEES TITLE: Officer NATURE: Board Member INV RELATED: No # OF HRS: 2 DUR TRD HRS: 1 START: 5/2017 ADDRESS: 630 Allendale Road, Suite 400, King of Prussia PA 19406, United States DESCRIPTION: attend meetings & vote on initiatives. provide guidance, experience & input in steering American College in being premier provider of financial services education for professionals in industry. 4) NORTH STAR TAX, LLC TITLE: Director NATURE: Business Owner INV RLTD: No NUMBER OF HOURS: 1 DUR TRD HRS: 0 START : 01/2002 2701 University Avenue SE, Minneapolis MN 55414, DESCRIPTION: division provides tax prep services to clients. 5) MACALESTER BOARD OF TRUSTEES TITLE: Trustee NATURE: Board Member INV RLTD: No NUMBER OF HOURS: 1 DUR TRD HRS: 1 START: 10/2020 ADDRESS: 208 Weyerhaeuser Hall, 62 Macalester Street, St. Paul MN 55105-1899, DESCRIPTION: hire & evaluate president; set broad policy & goals for college & evaluate performance against goals; participate in fund raising; approve president's tenure decisions; & oversee college financial affairs & investments. 6) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE; NOT INV RLTD; ADDRESS: SAME AS REGISTERED LOCATION NATURE: FIXED INSURANCE; START: 11/2023 POSITION: OFFICER # OF HRS: 1 SECURITIES TRADING HRS: 1 DESCRIPTION: OFFICER 7) NAME OF OTHER BUS: RENTAL PROPERTY - ELM STREET; NOT INV RLTD; 83 ELM STREET ST. PAUL, MN 55102; NATURE: RENTAL PROP; START: 8/2022; OWNER; APX # OF HRS PER WK: 0; DUTIES: RENTAL PROPERTY; 8) RENTAL PROPERTY - BONITA SPRINGS, FL; INV REL: NO; 28720 ALTESSA WAY APT 101 BONITA SPRINGS, FL ; RENTAL PROP; START DATE: 01/2024; OWNER; APX # OF HRS PER WK: 1;0 DUR TRAD HRS RENTAL PROPERTY; 9) RENTAL PROP - AUSTIN; INV REL: NO; 6204 WAVELL PL AUSTIN, TX ; RENTAL PROPERTY; START DATE: 04/2024; OWNER; APX # OF HRS PER WK: .01; .01 DUR TRAD HRS RENTAL PROPERTY; 10) NHSCA; INV REL: NO; 1700 SULLIVAN TRL #307 EASTON, PA ; NON PROFIT; START : 04/2024; BOARD MEMBER; APX # OF HRS PER WK: .02; .02 DUR TRAD HRS; BOARD MEETINGS; 11) NAME OF OTHER BUS: STOP ALZHEIMER'S NOW; NOT INV RLTD; 300 BEARDSLEY LN, AUSTIN, TX 78746; NATURE OF BUSINESS: BOARD; START: 10/2023; TITLE: PRESIDENT; APX # OF HRS/WK & DUR TRD HRS: 1; DUTIES: LEAD BOARD ON DECISION MAKING REGARDING DIRECTION OF CHARITABLE ORGANIZATION; 12) NAME OF OTHER BUS: NSRG VENTURES LLC; NOT INV RLTD; SAME AS REGISTERED LOCATION; NATURE: LLC; START: 12/2024; TITLE: OFFICER; APX # OF HRS WK: 1; DUTIES: NO DAY TO DAY DUTIES/OFFICER; 13) BUSINESS: NORTH STAR RESOURCE GROUP, INV REL: YES, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, 08/2023, CEO/FINANCIAL PROFESSIONAL, APX # OF HRS PER WK: 1, APX # OF HRS DUR TRAD HRS: 1, DUTIES: DBA FOR FINANCIAL SERVICES; 14) OKLAHOMA REGIONAL TRAINING CENTER; INVREL: NO; BROKEN ARROW, OK 74012; NON PROFIT; 04/2025; BOARD MEMBER; APX # OF HRS PER WK: 1; APX # OF HRS DUR TRAD HRS: 0; DUTIES: SUPPORTS OKLAHOMA UNIVERSITY WRESTLING, HELP BUILD BOARD INFRASTRUCTURE;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-11-01 |
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