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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-01-02
FL RA APPROVED 2004-08-10
WI RA APPROVED 1994-01-24
  • TX RA
    APPROVED
    Since 2013-01-02
  • FL RA
    APPROVED
    Since 2004-08-10
  • WI RA
    APPROVED
    Since 1994-01-24

Branch Locations

490 W Rolling Meadows Dr Ste A1, Fond Du Lac, WI 54937-8609 • United States

10 1St Ave, Englewood, FL 34223-3659 • United States

871 Venetia Bay Blvd Ste 200, Venice, FL 34285 • United States

5104 N Lockwood Ridge Rd Ste 102, Sarasota, FL 34234 • United States

Nokomis, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Brookfield WI 08/1993 03/2020
Ameriprise Financial Services, Llc Englewood FL 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 69 South Main StFond du Lac, WI 54935, ,; ; / Single Family; 3801 Casey Key RdNokomis, FL 34275, , Nokomis, FL, 34275; Not Investment-Related; 09/07/2018 / Single Family; 423 S. Creek Dr, , Osprey, FL, 34229; Not Investment-Related; 05/25/2023 / Commercial; W1955 S. Lawson Dr, , Green Lake, WI, 54941; Not Investment-Related; 02/10/2023 / Single Family; W2240 Oakwood Avenue, , Green Lake, WI, 53946; Not Investment-Related; 09/13/2019 / Single Family; 13683 Dexter St, , Thornton, CO, 80602; Not Investment-Related; 12/18/2025 / Single Family; 1333 S Park Ave, , Fond du Lac, WI, 54935; Not Investment-Related; 12/14/2025 / Commercial; 10 1st Avenue, , Englewood , FL, 34223; Not Investment-Related; 07/29/2013 / Commercial; 490 W. Rolling Meadows Dr, Ste A1, Fond du Lac, WI 54937, WI, 54937; Investment-Related; 11/14/2014 / Single Family; 204 Monet Dr, , nokomis, FL, 34275; Investment-Related; 03/08/2022. Independent Insurance Brokering; North American Company; 03/03/2014; / National Western Life; 03/03/2014; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-01-07
  • S63 Uniform Securities Agent State Law Examination
    1994-01-07
Designations

View on SEC IAPD

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